Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ken S Kim | 2767239 | 1 | 02/19/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ray Wook Kim | 4446196 | 4 | 10/10/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ralph Farach Saigh | 2209741 | 3 | 04/20/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joseph Leonard Sanders | 1177680 | 7 | 01/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |