Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westpark Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kim Ray Kunz | 718618 | 6 | 08/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Fulton Kaiser | 1674570 | 7 | 11/11/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alyn Rappaport | 1885122 | 4 | 11/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vikas Goel | 3165104 | 6 | 07/23/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas John Harm | 2093335 | 1 | 12/19/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Fulton Kaiser | 1674570 | 7 | 12/06/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vikas Goel | 3165104 | 6 | 08/01/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Fulton Kaiser | 1674570 | 7 | 06/01/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vijay Ramsarran | 3086197 | 3 | 10/04/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Scott Stern | 2053515 | 4 | 03/31/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |