Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Patrick Hellen | 4495110 | 1 | 04/16/2020 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Matthew Steven Trefethen | 5210128 | 1 | 04/11/2020 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Lynn | 2403227 | 1 | 03/10/2017 | Customer Dispute | Withdrawn | $9,000.00 | $0.00 | See FINRA Report |
| Lori A McKnight | 4500760 | 1 | 09/08/2015 | Customer Dispute | Withdrawn | $9,150.00 | $0.00 | See FINRA Report |
| Donald Christopher Megliola | 3011458 | 3 | 03/02/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brad Lee Chumley | 3133581 | 2 | 12/09/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Donald Morris Kowalsky | 274546 | 4 | 07/25/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Arthur Floyd Hazen | 4503065 | 1 | 06/13/2013 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Joseph R Topolski | 4881655 | 3 | 11/10/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Brady | 2167860 | 1 | 09/09/2009 | Customer Dispute | Withdrawn | $3,000,000.00 | $0.00 | See FINRA Report |