Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Beverly Antoinette Taite | 4125750 | 1 | 06/13/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Becklund | 4957457 | 9 | 06/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Becklund | 4957457 | 9 | 06/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Becklund | 4957457 | 9 | 06/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Becklund | 4957457 | 9 | 05/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Becklund | 4957457 | 9 | 05/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karina Marie Vallejo | 6047686 | 8 | 03/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rickey Bowen | 2837377 | 3 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Parrish | 4818343 | 15 | 01/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Menicucci | 6308217 | 1 | 01/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |