Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Samuel Kindler | 5269232 | 1 | 06/04/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caren Love Gaesser | 6958338 | 7 | 05/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leo Wilbur McRae | 2359287 | 3 | 05/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leo Wilbur McRae | 2359287 | 3 | 04/18/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Robert Hanna | 2547275 | 4 | 01/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Caren Love Gaesser | 6958338 | 7 | 11/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caren Love Gaesser | 6958338 | 7 | 10/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caren Love Gaesser | 6958338 | 7 | 10/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Pietras | 6819165 | 1 | 10/16/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephanie Lynn Little | 6924542 | 6 | 08/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |