Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Hughes Campbell | 2238694 | 1 | 12/28/2022 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Michael James Thaler | 2557899 | 3 | 09/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Canon Wayne Hickman | 5306028 | 1 | 09/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward John Kohlhepp | 273292 | 1 | 07/27/2022 | Customer Dispute | Denied | $85,609.20 | $0.00 | See FINRA Report |
| Shanna Joelle Tingom | 4734752 | 3 | 07/01/2022 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Philip Ira Weinisch | 3250070 | 1 | 11/11/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Scott Gopen | 2989672 | 1 | 11/11/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Marc Beitler | 3213714 | 4 | 09/01/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Houston Mitchell | 2217342 | 1 | 08/18/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Robert Barcomb | 2434495 | 2 | 06/21/2021 | Customer Dispute | Denied | $5,300.00 | $0.00 | See FINRA Report |