Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Devin M Rose | 6082238 | 3 | 10/06/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alex William Osmond | 6099873 | 1 | 03/29/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Simone Bertuzzi | 7602859 | 1 | 06/07/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler James Miller | 6190067 | 2 | 09/28/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Harrison Carrell | 6084092 | 1 | 04/15/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Moore Seldomridge | 5145163 | 5 | 10/08/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Seth Martin Swandal | 7653457 | 1 | 09/08/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Jolley | 7341152 | 2 | 10/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Royce Wagner | 1070463 | 2 | 07/19/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Jacobs | 6518266 | 2 | 03/04/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |