Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael David Eardley | 4442504 | 1 | 07/25/2018 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Mark Steven Stickel | 713132 | 4 | 04/02/1983 | Civil | Final | $0.00 | $0.00 | See FINRA Report |