Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Lee Layland | 4799825 | 2 | 01/25/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jennifer E Ritter | 6166798 | 1 | 01/04/2023 | Customer Dispute | Pending | $12,000.00 | $0.00 | See FINRA Report |
| John Hughes Campbell | 2238694 | 1 | 12/28/2022 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Randell James Ogden | 2019815 | 1 | 12/06/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Brendan Ercole | 6391100 | 1 | 12/06/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Michael James Thaler | 2557899 | 3 | 11/17/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Michael James Thaler | 2557899 | 3 | 11/07/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Phillip Oxford Sherrill | 1160379 | 6 | 11/07/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Carolyn Valentine | 2532412 | 2 | 11/02/2022 | Customer Dispute | Pending | $471,746.00 | $0.00 | See FINRA Report |
| Dennis Paul Bell | 6093989 | 5 | 10/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |