Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Matthew Bailey | 6092793 | 1 | 09/01/2022 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| John David Fuller | 1726295 | 2 | 08/04/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Fair Paull | 2968273 | 10 | 06/09/2022 | Customer Dispute | Settled | $97,953.00 | $0.00 | See FINRA Report |
| Vincent Edwin Foster | 1650142 | 1 | 04/25/2022 | Customer Dispute | Settled | $122,497.00 | $0.00 | See FINRA Report |
| Alexander Patrick Kline | 1271785 | 6 | 09/15/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christina Lindsey Orta | 3278327 | 1 | 08/05/2021 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| William Joseph Mauro | 1047937 | 1 | 05/26/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott C. Ivol | 4251967 | 2 | 03/30/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marc A Lopresti | 5248924 | 2 | 03/12/2021 | Customer Dispute | Settled | $142,985.00 | $0.00 | See FINRA Report |
| Dean Joseph Evans | 2144093 | 1 | 01/12/2021 | Customer Dispute | Settled | $264,000.00 | $0.00 | See FINRA Report |