Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clinton Wayne Copeland | 2906272 | 2 | 07/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Paul Bell | 6093989 | 5 | 06/27/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Lance Hocutt | 2948022 | 1 | 06/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ramon Valdez | 2592276 | 14 | 05/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lee Edward Burton | 1943719 | 1 | 01/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Aloysius Locke | 1980843 | 9 | 01/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Dominic Cooper | 4654264 | 7 | 12/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Dominic Cooper | 4654264 | 7 | 12/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Mezzullo | 333445 | 12 | 12/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James B Latham | 2728227 | 2 | 10/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |