Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Foote Gwynn | 232599 | 1 | 02/11/2020 | Customer Dispute | Withdrawn | $7,193.00 | $0.00 | See FINRA Report |
| James Penn van Putten Vink | 3107572 | 2 | 08/26/2002 | Customer Dispute | Withdrawn | $195,000.00 | $0.00 | See FINRA Report |
| Robert Willis Lester | 1831092 | 4 | 08/26/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |