Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy William Sackett | 2010125 | 5 | 02/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Howard Bart Raff | 4307069 | 4 | 09/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Devon Olison | 2362526 | 5 | 08/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph O'Malley | 810816 | 2 | 01/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Stephen Wallman | 2748286 | 2 | 08/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Howard Bart Raff | 4307069 | 4 | 04/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda Meyer Joiner | 7621594 | 1 | 05/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Devon Olison | 2362526 | 5 | 03/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy William Sackett | 2010125 | 5 | 11/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Howard Bart Raff | 4307069 | 4 | 08/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |