Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Robert Murray | 2441276 | 1 | 07/01/2024 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Thomas Grant | 4490611 | 1 | 05/23/2024 | Customer Dispute | Settled | $27,745.90 | $0.00 | See FINRA Report |
| Michael MacLean | 5457640 | 4 | 04/02/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy William Sackett | 2010125 | 5 | 02/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan David Deuel | 4491168 | 1 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| William Lee Daniel | 802333 | 1 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Howard Bart Raff | 4307069 | 4 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Steven Howard Orr | 1583467 | 4 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Michael MacLean | 5457640 | 4 | 11/27/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Devon Olison | 2362526 | 5 | 11/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |