Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shane Robert Niederer | 6202734 | 2 | 04/17/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Shane Robert Niederer | 6202734 | 2 | 01/27/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee James Couture | 2019385 | 2 | 03/19/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Dennis Smith | 1937892 | 1 | 08/10/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Lyn Sigler | 1803313 | 1 | 10/14/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Howard Orr | 1583467 | 4 | 09/19/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Joseph Garner | 4892619 | 2 | 12/13/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Jay Meyers | 1551522 | 2 | 04/23/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rolf Mendrick Winch | 1317730 | 2 | 02/13/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Jay Meyers | 1551522 | 2 | 11/30/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |