Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael MacLean | 5457640 | 4 | 01/04/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raleigh Edward Kraft | 1036719 | 5 | 10/24/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Stephen Wallman | 2748286 | 2 | 08/29/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph O'Malley | 810816 | 2 | 11/02/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Horace Hoffman | 247863 | 2 | 01/29/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Keith Colvett | 4311759 | 1 | 10/30/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert William Stankowski | 2650157 | 1 | 04/29/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Heidi Sue Kennedy | 4476699 | 1 | 04/19/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Conrad Anthony Tarte | 728899 | 4 | 07/19/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Reed Miller | 1342855 | 1 | 09/30/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |