Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Robert Murray | 2441276 | 1 | 07/01/2024 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Thomas Grant | 4490611 | 1 | 05/23/2024 | Customer Dispute | Settled | $27,745.90 | $0.00 | See FINRA Report |
| Alan David Deuel | 4491168 | 1 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| William Lee Daniel | 802333 | 1 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Howard Bart Raff | 4307069 | 4 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Steven Howard Orr | 1583467 | 4 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Louis Stephen Nemeth | 1465420 | 1 | 02/06/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kenneth Thomas Speight | 4804919 | 1 | 03/10/2022 | Customer Dispute | Settled | $30,300.00 | $0.00 | See FINRA Report |
| Eugene Joseph Garner | 4892619 | 2 | 01/11/2022 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Steven Howard Orr | 1583467 | 4 | 02/04/2021 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |