Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan David Deuel | 4491168 | 1 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| William Lee Daniel | 802333 | 1 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Howard Bart Raff | 4307069 | 4 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Steven Howard Orr | 1583467 | 4 | 12/19/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |