Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael MacLean | 5457640 | 4 | 04/02/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael MacLean | 5457640 | 4 | 11/27/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael MacLean | 5457640 | 4 | 04/13/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy William Sackett | 2010125 | 5 | 07/10/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raleigh Edward Kraft | 1036719 | 5 | 12/29/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raleigh Edward Kraft | 1036719 | 5 | 09/27/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raleigh Edward Kraft | 1036719 | 5 | 06/04/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Martin Prybylo | 826638 | 5 | 03/23/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee James Couture | 2019385 | 2 | 09/14/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Reid Settlage | 1636732 | 5 | 12/19/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |