Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Richard Garvin | 1481768 | 2 | 11/16/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Preston Douglas Runyan | 1489516 | 5 | 08/24/2022 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| William Phillip Faivus | 4119663 | 1 | 12/02/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| David Alexis Nicholas | 5211508 | 2 | 06/18/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| David Alexis Nicholas | 5211508 | 2 | 03/08/2017 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| Patrick John Power | 2559801 | 1 | 08/17/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Barry Neal Link | 847567 | 3 | 02/10/2016 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| James Phillip Winther | 3188240 | 2 | 01/13/2016 | Customer Dispute | Settled | $340,664.00 | $0.00 | See FINRA Report |
| Arthur Roy McPherson | 2245364 | 1 | 12/03/2015 | Customer Dispute | Settled | $25,500.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Farrell | 2983569 | 4 | 03/04/2011 | Customer Dispute | Settled | $13,734.10 | $0.00 | See FINRA Report |