Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Sugg Nau | 1375273 | 1 | 02/06/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jason Walsh | 2803144 | 2 | 12/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Christopher Dudley Wright | 1606410 | 1 | 10/11/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jerome Joseph Mancuso | 2137956 | 1 | 06/27/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Colin Chandler | 1999628 | 3 | 08/01/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Preston Douglas Runyan | 1489516 | 5 | 08/03/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
David Andrew Bowman | 4254687 | 1 | 06/08/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Robert Francis Bieniek | 852211 | 2 | 05/06/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Marc Frost | 1212791 | 7 | 09/21/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Marc Frost | 1212791 | 7 | 07/31/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |