Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey Thomas Farrell | 2983569 | 4 | 03/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Judy Else Olschofka | 3073463 | 4 | 04/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Thomas William Rendl | 1942734 | 4 | 12/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Erik Sean Wilson | 2785624 | 1 | 07/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gaston Emerson King | 2277391 | 3 | 09/02/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jason Walsh | 2803144 | 2 | 07/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Elliot Marc Yablun | 1926585 | 3 | 11/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Alexandru Samoila | 4727965 | 1 | 10/29/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Frederic William Schrodt | 1902547 | 1 | 12/12/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |