Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David J Retzlaff | 5854165 | 1 | 12/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Craig Michael Gould | 2367293 | 3 | 01/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Christopher T Dallas | 3233864 | 1 | 02/05/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Elliot Marc Yablun | 1926585 | 3 | 05/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gaston Emerson King | 2277391 | 3 | 05/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Craig Michael Gould | 2367293 | 3 | 12/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Elliot Marc Yablun | 1926585 | 3 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Steven Babjak | 2074968 | 1 | 12/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Colin Chandler | 1999628 | 3 | 07/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Preston Douglas Runyan | 1489516 | 5 | 11/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |