Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bennett J Leiser | 1721816 | 1 | 03/21/2013 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
Jeffrey Thomas Farrell | 2983569 | 4 | 11/08/2012 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Peter Francis Forbes | 1666214 | 3 | 05/23/2012 | Customer Dispute | Denied | $20,406.00 | $0.00 | See FINRA Report |
Christopher Lawrence Rael | 4123912 | 1 | 08/26/2010 | Customer Dispute | Denied | $25,445.00 | $0.00 | See FINRA Report |
Jason D Earl | 5444758 | 1 | 07/08/2010 | Customer Dispute | Denied | $7,777.00 | $0.00 | See FINRA Report |
Judy Else Olschofka | 3073463 | 4 | 02/15/2005 | Customer Dispute | Denied | $13,772.90 | $0.00 | See FINRA Report |
Peter Francis Forbes | 1666214 | 3 | 07/19/2004 | Customer Dispute | Denied | $5,843.61 | $0.00 | See FINRA Report |
Thomas William Rendl | 1942734 | 4 | 08/23/2001 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
Thomas William Rendl | 1942734 | 4 | 03/20/2001 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
Thomas William Rendl | 1942734 | 4 | 05/17/1999 | Customer Dispute | Denied | $20,505.00 | $0.00 | See FINRA Report |