Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Preston Douglas Runyan | 1489516 | 5 | 08/24/2022 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Farrell | 2983569 | 4 | 03/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Phillip Faivus | 4119663 | 1 | 12/02/2020 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Kevin Matthew Hale | 4747003 | 5 | 06/20/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alexis Nicholas | 5211508 | 2 | 06/18/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Craig Michael Gould | 2367293 | 3 | 01/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 05/23/2019 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Judy Else Olschofka | 3073463 | 4 | 04/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher T Dallas | 3233864 | 1 | 02/05/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 12/10/2018 | Customer Dispute | Pending | $27,319,000.00 | $0.00 | See FINRA Report |