Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Richard Garvin | 1481768 | 2 | 11/16/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Robert Taylor | 2659942 | 3 | 01/03/2023 | Customer Dispute | Pending | $2,200,000.00 | $0.00 | See FINRA Report |
| John Harting Stitt | 2240651 | 2 | 12/14/2022 | Customer Dispute | Pending | $606,000.00 | $0.00 | See FINRA Report |
| Preston Douglas Runyan | 1489516 | 5 | 08/24/2022 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Farrell | 2983569 | 4 | 03/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David J Retzlaff | 5854165 | 1 | 12/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Phillip Faivus | 4119663 | 1 | 12/02/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| David Alexis Nicholas | 5211508 | 2 | 06/18/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Craig Michael Gould | 2367293 | 3 | 01/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 05/23/2019 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |