Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David J Retzlaff | 5854165 | 1 | 12/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nhi Thanh Nguyen | 6571752 | 3 | 04/13/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nhi Thanh Nguyen | 6571752 | 3 | 04/13/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nhi Thanh Nguyen | 6571752 | 3 | 04/13/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Elliot Marc Yablun | 1926585 | 3 | 05/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gaston Emerson King | 2277391 | 3 | 05/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elliot Marc Yablun | 1926585 | 3 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |