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FINRA Broker Disclosures for World Equity Group, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Equity Group, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 55 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Preston Douglas Runyan1489516508/24/2022Customer DisputePending$40,000.00$0.00See FINRA Report
William Phillip Faivus4119663112/02/2020Customer DisputePending$150,000.00$0.00See FINRA Report
David Alexis Nicholas5211508206/18/2020Customer DisputeSettled$125,000.00$0.00See FINRA Report
Preston Aubrey Spears861779705/23/2019Customer DisputePending$150,000.00$0.00See FINRA Report
Preston Aubrey Spears861779712/10/2018Customer DisputePending$27,319,000.00$0.00See FINRA Report
Preston Aubrey Spears861779711/05/2018Customer DisputePending$325,000.00$0.00See FINRA Report
Preston Aubrey Spears861779711/05/2018Customer DisputePending$623,158.00$0.00See FINRA Report
David Alexis Nicholas5211508203/08/2017Customer DisputeSettled$69,000.00$0.00See FINRA Report
Patrick John Power2559801108/17/2016Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Barry Neal Link847567302/10/2016Customer DisputeSettled$400,000.00$0.00See FINRA Report

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