Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joyanna Rebekah Argeny-Wildern | 3077170 | 3 | 04/14/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 04/30/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 03/27/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 03/07/2007 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 12/18/2006 | Customer Dispute | Settled | $27,558.00 | $0.00 | See FINRA Report |
| Michael Joseph Riccio | 2529322 | 4 | 06/12/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 01/20/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 12/27/2005 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Steven Edward McGee | 1177542 | 10 | 08/10/2005 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 07/28/2005 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |