Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Riccio | 2529322 | 4 | 11/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Riccio | 2529322 | 4 | 06/11/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jimmie Darrel Summers | 1467286 | 3 | 04/19/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Lowell Small | 2140208 | 5 | 06/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Bulloch | 2541075 | 3 | 05/26/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Avery Fennoy Byrd | 1609092 | 9 | 05/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Lowell Small | 2140208 | 5 | 03/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Lowell Small | 2140208 | 5 | 12/21/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert W Oakes | 1396707 | 2 | 05/31/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Allen Fay | 1784060 | 3 | 01/18/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |