Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimson Huu Cao | 4357783 | 2 | 07/29/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mei Wang Davidson | 6787550 | 2 | 03/01/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas J Bauerband | 2850269 | 3 | 07/17/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alan Lee Feinberg | 6109781 | 2 | 12/09/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James L Workman | 4384208 | 1 | 10/21/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrea Mathison | 2822634 | 1 | 10/12/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Chung Kuo Ku | 4617869 | 1 | 10/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alan Lee Feinberg | 6109781 | 2 | 08/27/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joyanna Rebekah Argeny-Wildern | 3077170 | 3 | 08/18/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Maurice Lawrence Naylon | 831841 | 3 | 03/19/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |