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FINRA Broker Disclosures for SAN Blas Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Shawn Conan Spellacy22751191004/12/2024Judgment / Lien$0.00$0.00See FINRA Report
Bradley Allen Fay1784060310/03/2022Judgment / Lien$0.00$0.00See FINRA Report
Jeffrey Alonzo Garland2196518210/16/2020Judgment / Lien$0.00$0.00See FINRA Report
Jeffrey Alonzo Garland2196518211/21/2019Judgment / Lien$0.00$0.00See FINRA Report
Elizabeth Kendrick Peaslee1022919209/26/2019Judgment / Lien$0.00$0.00See FINRA Report
Denver Floyd McCallister3190761307/28/2018Judgment / Lien$0.00$0.00See FINRA Report
Bruce Alfred Bouta801450301/20/2017Judgment / Lien$0.00$0.00See FINRA Report
Bruce Alfred Bouta801450312/19/2016Judgment / Lien$0.00$0.00See FINRA Report
Shawn Conan Spellacy22751191006/02/2016Judgment / Lien$0.00$0.00See FINRA Report
Shawn Conan Spellacy22751191005/11/2016Judgment / Lien$0.00$0.00See FINRA Report

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