Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mei Wang Davidson | 6787550 | 2 | 09/06/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Clapp | 4941909 | 1 | 08/05/2024 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Conan Spellacy | 2275119 | 10 | 07/30/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Kimson Huu Cao | 4357783 | 2 | 07/29/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kimson Huu Cao | 4357783 | 2 | 05/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Shawn Conan Spellacy | 2275119 | 10 | 04/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas J Bauerband | 2850269 | 3 | 03/04/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mei Wang Davidson | 6787550 | 2 | 03/01/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hyacinth Renee Sikes | 6032995 | 1 | 10/06/2023 | Customer Dispute | Settled | $31,873.00 | $0.00 | See FINRA Report |
| Douglas J Bauerband | 2850269 | 3 | 07/17/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |