Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mei Wang Davidson | 6787550 | 2 | 09/06/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Douglas J Bauerband | 2850269 | 3 | 03/04/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Maurice Lawrence Naylon | 831841 | 3 | 06/27/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jimmie Darrel Summers | 1467286 | 3 | 04/19/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Eric Lowell Small | 2140208 | 4 | 06/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Alexys Ulando McKenzie | 2642827 | 4 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christine Alexandria Murphy | 1510853 | 1 | 03/05/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Michael Bulloch | 2541075 | 3 | 05/26/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Eric Lowell Small | 2140208 | 4 | 03/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Eric Lowell Small | 2140208 | 4 | 12/21/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |