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FINRA Broker Disclosures for SAN Blas Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Shawn Conan Spellacy22751191007/30/2024Customer DisputePending$500,000.00$0.00See FINRA Report
Kimson Huu Cao4357783205/15/2024Customer DisputePending$0.00$0.00See FINRA Report

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