Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Shawn Conan Spellacy | 2275119 | 10 | 07/30/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
Kimson Huu Cao | 4357783 | 2 | 05/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |