Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Edward McGee | 1177542 | 10 | 02/25/2022 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Joyanna Rebekah Argeny-Wildern | 3077170 | 3 | 04/14/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Maurice Lawrence Naylon | 831841 | 2 | 11/01/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Edward McGee | 1177542 | 10 | 10/22/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 04/30/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Steven Edward McGee | 1177542 | 10 | 03/15/2010 | Customer Dispute | Denied | $7,154.67 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 06/29/2009 | Customer Dispute | Closed-No Action | $555,191.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 03/27/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Steven Edward McGee | 1177542 | 10 | 03/06/2009 | Customer Dispute | Denied | $136,523.00 | $0.00 | See FINRA Report |
| Jimmie Darrel Summers | 1467286 | 3 | 01/26/2009 | Customer Dispute | Closed-No Action | $43,990.60 | $0.00 | See FINRA Report |