Our Staff has compiled our research into a database of FINRA Broker Disclosures for SAN Blas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Conan Spellacy | 2275119 | 10 | 07/30/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Kimson Huu Cao | 4357783 | 2 | 05/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Hyacinth Renee Sikes | 6032995 | 1 | 10/06/2023 | Customer Dispute | Settled | $31,873.00 | $0.00 | See FINRA Report |
| Douglas J Bauerband | 2850269 | 3 | 07/07/2023 | Customer Dispute | Withdrawn | $16,000.00 | $0.00 | See FINRA Report |
| Shawn Conan Spellacy | 2275119 | 10 | 06/30/2023 | Customer Dispute | Settled | $719,415.00 | $0.00 | See FINRA Report |
| Steven Edward McGee | 1177542 | 10 | 02/25/2022 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Joyanna Rebekah Argeny-Wildern | 3077170 | 3 | 04/14/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Maurice Lawrence Naylon | 831841 | 3 | 11/01/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Edward McGee | 1177542 | 10 | 10/22/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Shawn Conan Spellacy | 2275119 | 10 | 08/06/2012 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |