Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Anthony Hodge | 2141092 | 3 | 07/26/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael James Petyak | 2976602 | 1 | 04/18/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Charles Smith | 2471757 | 2 | 04/15/2021 | Customer Dispute | Settled | $85,339.40 | $0.00 | See FINRA Report |
| Russell Thomas Stellfox | 3243548 | 1 | 01/15/2021 | Customer Dispute | Settled | $146,628.00 | $0.00 | See FINRA Report |
| Paul William Murphy | 5132291 | 1 | 10/23/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Anthony Charles Smith | 2471757 | 2 | 10/20/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Patrick William Albrecht | 1437137 | 3 | 04/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bart James Bohrer | 4315654 | 5 | 03/05/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Bart James Bohrer | 4315654 | 5 | 01/29/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Bart James Bohrer | 4315654 | 5 | 10/28/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |