Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald E Shaw | 1305370 | 4 | 05/22/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric J Negron | 5378359 | 6 | 02/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric J Negron | 5378359 | 6 | 02/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Martin Werr | 2376757 | 2 | 01/11/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Scott Obradovich | 1261999 | 1 | 11/29/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Traviss King | 5753296 | 5 | 08/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Thomas Lamkin | 2121510 | 4 | 08/17/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric J Negron | 5378359 | 6 | 08/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Traviss King | 5753296 | 5 | 06/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Justin Brian Mitchell | 5177794 | 2 | 05/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |