Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Thomas Lamkin | 2121510 | 4 | 03/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Olinde | 3063204 | 2 | 10/08/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Brian Mitchell | 5177794 | 2 | 08/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Thomas Lamkin | 2121510 | 4 | 05/28/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric J Negron | 5378359 | 6 | 08/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Derek Elton Baltimore | 2540441 | 2 | 07/31/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Lynn Havard | 2070672 | 3 | 12/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Allen Graham | 2111230 | 4 | 09/07/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Darrel Dachtler | 1348432 | 1 | 08/23/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| M F Long | 1778299 | 16 | 10/04/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |