Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis Loren Braulick | 6716541 | 6 | 08/12/2024 | Customer Dispute | Denied | $7,137.50 | $0.00 | See FINRA Report |
| Travis Loren Braulick | 6716541 | 6 | 01/18/2022 | Customer Dispute | Denied | $17,486.00 | $0.00 | See FINRA Report |
| Travis Loren Braulick | 6716541 | 6 | 07/30/2021 | Customer Dispute | Denied | $34,814.00 | $0.00 | See FINRA Report |
| Joseph Cammayo | 2815760 | 1 | 06/15/2018 | Customer Dispute | Denied | $15,821.60 | $0.00 | See FINRA Report |
| James Anthony Petkoson | 2134056 | 1 | 05/07/2018 | Customer Dispute | Denied | $7,329.00 | $0.00 | See FINRA Report |
| Kevin Eugene Moore | 1594921 | 1 | 03/20/2018 | Customer Dispute | Denied | $28,167.00 | $0.00 | See FINRA Report |
| Eric J Negron | 5378359 | 6 | 10/24/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Traviss King | 5753296 | 5 | 04/11/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Russell Reven | 1507111 | 1 | 03/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Janeen Dulcinea Ingram | 3159867 | 2 | 12/16/2013 | Customer Dispute | Denied | $45,700.00 | $0.00 | See FINRA Report |