Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Eugene Bryan | 33905 | 5 | 05/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Thomas Lamkin | 2121510 | 4 | 03/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric J Negron | 5378359 | 6 | 12/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Olinde | 3063204 | 2 | 10/08/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Brian Mitchell | 5177794 | 2 | 08/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald E Shaw | 1305370 | 4 | 08/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald E Shaw | 1305370 | 4 | 08/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Thomas Lamkin | 2121510 | 4 | 05/28/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 09/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Colton | 5966664 | 14 | 09/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |