Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daryl Ray Calton | 1002304 | 4 | 10/04/2022 | Customer Dispute | Pending | $260,000.00 | $0.00 | See FINRA Report |
| Tony Anthony Hodge | 2141092 | 3 | 07/26/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jerome Joseph Prusko | 843815 | 5 | 07/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael James Petyak | 2976602 | 1 | 04/18/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Caputo | 5105611 | 1 | 02/25/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Polheber | 2183629 | 1 | 01/31/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Paul William Murphy | 5132291 | 3 | 11/19/2021 | Customer Dispute | Settled | $132,122.00 | $0.00 | See FINRA Report |
| Paul William Murphy | 5132291 | 3 | 11/08/2021 | Customer Dispute | Pending | $457,174.00 | $0.00 | See FINRA Report |
| Kathie Lee Foreman | 4467496 | 7 | 10/05/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Charles Smith | 2471757 | 2 | 04/15/2021 | Customer Dispute | Settled | $85,339.40 | $0.00 | See FINRA Report |