Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis Loren Braulick | 6716541 | 6 | 08/12/2024 | Customer Dispute | Denied | $7,137.50 | $0.00 | See FINRA Report |
| Travis Loren Braulick | 6716541 | 6 | 06/24/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Fredrick Lee Jackson | 3232885 | 1 | 04/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard J Ryder | 4773510 | 2 | 04/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Dale Hester | 1992112 | 1 | 04/11/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Richard J Ryder | 4773510 | 2 | 12/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Bruce Williams | 828968 | 4 | 11/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle Eugene Bryan | 33905 | 5 | 05/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle Eugene Bryan | 33905 | 5 | 05/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Eric Foreman | 1464748 | 1 | 02/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |