Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daryl Ray Calton | 1002304 | 4 | 10/04/2022 | Customer Dispute | Pending | $260,000.00 | $0.00 | See FINRA Report |
| Tony Anthony Hodge | 2141092 | 3 | 07/26/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael James Petyak | 2976602 | 1 | 04/18/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul William Murphy | 5132291 | 3 | 11/08/2021 | Customer Dispute | Pending | $457,174.00 | $0.00 | See FINRA Report |
| Kathie Lee Foreman | 4467496 | 7 | 10/05/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael J Spears | 4501523 | 3 | 05/28/2018 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| David Scott Coffee | 2960532 | 5 | 11/04/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| M F Long | 1778299 | 16 | 01/20/2017 | Customer Dispute | Pending | $149,201.00 | $0.00 | See FINRA Report |
| Ronald Dale Davis | 1316018 | 1 | 12/28/2006 | Customer Dispute | Pending | $9,100.00 | $0.00 | See FINRA Report |