Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calton & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bart James Bohrer | 4315654 | 5 | 07/27/2020 | Customer Dispute | Award / Judgment | $489,682.00 | $578,846.00 | See FINRA Report |
| Ronald Allen Kerher | 1012967 | 3 | 12/03/2009 | Customer Dispute | Award / Judgment | $485,000.00 | $299,400.00 | See FINRA Report |
| Kenneth Foster Haelsig | 2164784 | 4 | 08/27/2002 | Customer Dispute | Award / Judgment | $583,905.00 | $125,000.00 | See FINRA Report |
| Dane Dulaney Fulmer | 500085 | 6 | 10/25/1999 | Customer Dispute | Award / Judgment | $200,000.00 | $52,000.00 | See FINRA Report |
| Russell John Conson | 2306942 | 1 | 12/28/1998 | Customer Dispute | Award / Judgment | $0.00 | $77,556.00 | See FINRA Report |
| Brian William Mohan | 1549373 | 2 | 10/29/1993 | Customer Dispute | Award / Judgment | $14,496.60 | $18,249.10 | See FINRA Report |
| Frank Marion Currie | 1207937 | 5 | 09/07/1993 | Customer Dispute | Award / Judgment | $990,970.00 | $1,404,310.00 | See FINRA Report |
| Timothy Alan Sheffield | 1694021 | 7 | 09/19/1992 | Customer Dispute | Award / Judgment | $25,000.00 | $12,487.70 | See FINRA Report |
| Ralph Picon Loffredo | 1615459 | 2 | 04/07/1989 | Customer Dispute | Award / Judgment | $892.89 | $829.89 | See FINRA Report |