Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbour Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jennica S Valdez | 4963659 | 3 | 08/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jennica S Valdez | 4963659 | 3 | 08/29/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jennica S Valdez | 4963659 | 3 | 04/06/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |