Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbour Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cassandra Marie Brose | 5971200 | 1 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Alexander Littrell | 6287789 | 1 | 10/31/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Carless | 6431603 | 4 | 05/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Carless | 6431603 | 4 | 07/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Dale Engh | 7164054 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Carless | 6431603 | 4 | 01/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian C Dick | 4648239 | 3 | 12/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian C Dick | 4648239 | 3 | 12/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Carless | 6431603 | 4 | 11/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Wade Waelti | 2051318 | 1 | 02/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |