Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbour Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cassandra Marie Brose | 5971200 | 1 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Alexander Littrell | 6287789 | 1 | 10/31/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Carless | 6431603 | 2 | 05/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Carless | 6431603 | 2 | 07/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Dale Engh | 7164054 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Wade Waelti | 2051318 | 1 | 02/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herbert Frederick Allen | 2168057 | 2 | 08/11/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Earl Erik Gauger | 2881767 | 2 | 12/14/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Danford Mark Byrens | 1292726 | 3 | 03/19/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nick William Sondel | 1261064 | 2 | 03/31/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |