Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbour Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neal Alexander Thompson | 5252962 | 1 | 12/30/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Mark Allen Thompson | 4341369 | 2 | 04/04/2017 | Customer Dispute | Settled | $3,008.70 | $0.00 | See FINRA Report |
| Geraldine Marie Parrott | 1185742 | 1 | 09/14/2012 | Customer Dispute | Settled | $279,000.00 | $0.00 | See FINRA Report |
| David John Knibbe | 1217640 | 1 | 03/27/2012 | Customer Dispute | Settled | $5,873.49 | $0.00 | See FINRA Report |
| Michael Flynn Ajango | 1273248 | 3 | 11/09/2006 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Sandy Kaye Derby | 2102710 | 1 | 05/14/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Herding | 2239357 | 2 | 12/10/2002 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Todd Gary Carless | 2305135 | 2 | 07/30/2002 | Customer Dispute | Settled | $123,000.00 | $0.00 | See FINRA Report |
| Nick William Sondel | 1261064 | 2 | 04/29/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Flynn Ajango | 1273248 | 3 | 07/03/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |