Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbour Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Michael Finn | 4007131 | 1 | 01/25/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Earl Erik Gauger | 2881767 | 2 | 10/30/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Howard Smith | 4176633 | 1 | 07/11/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clayton James Tyree | 6691818 | 1 | 01/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Roy Reno | 846791 | 2 | 03/26/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |