Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbour Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Christian Bayer | 2744627 | 2 | 11/30/2022 | Customer Dispute | Denied | $57,173.80 | $0.00 | See FINRA Report |
| Jeffrey Jay Lamb | 4833692 | 1 | 03/19/2021 | Customer Dispute | Denied | $10,958.00 | $0.00 | See FINRA Report |
| Mark Allen Herding | 2239357 | 2 | 01/26/2013 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Walter Joseph Roderer | 1470148 | 3 | 12/11/2012 | Customer Dispute | Denied | $79,453.90 | $0.00 | See FINRA Report |
| Daniel Osborn | 5906150 | 1 | 08/15/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Thompson | 4341369 | 2 | 05/15/2012 | Customer Dispute | Denied | $68,726.20 | $0.00 | See FINRA Report |
| Jeffrey Alan Jahnke | 4205406 | 1 | 06/07/2011 | Customer Dispute | Denied | $31,500.00 | $0.00 | See FINRA Report |
| Kenneth Carl Kauth | 1250530 | 3 | 01/12/2011 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Richard Arthur Deyo | 1793562 | 1 | 10/13/2010 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Duane Edward Janka | 2441415 | 1 | 03/30/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |