Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbour Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron G Tachon | 5509270 | 1 | 06/17/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Clarence Bodden | 2136178 | 1 | 12/17/2008 | Customer Dispute | Closed-No Action | $800,000.00 | $0.00 | See FINRA Report |
| Chris Charles Morgan | 2265541 | 2 | 12/12/2006 | Customer Dispute | Closed-No Action | $36,000.00 | $0.00 | See FINRA Report |
| Gavin Christopher Dues | 4062227 | 1 | 12/07/2006 | Customer Dispute | Closed-No Action | $5,893.78 | $0.00 | See FINRA Report |
| Todd Gary Carless | 2305135 | 2 | 04/21/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kenneth William Rumbaugh | 1364691 | 4 | 03/07/2001 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Kenneth William Rumbaugh | 1364691 | 4 | 03/07/2001 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Joseph Roy Reno | 846791 | 2 | 10/24/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |