Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbour Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Thomas Groves | 1869909 | 1 | 01/09/2015 | Customer Dispute | Withdrawn | $21,721.00 | $0.00 | See FINRA Report |
| Daniel Wayne Michael | 1492327 | 1 | 09/05/2014 | Customer Dispute | Withdrawn | $30,000.00 | $0.00 | See FINRA Report |
| Robert Allen Harrison | 2105496 | 1 | 11/10/2005 | Customer Dispute | Withdrawn | $117,000.00 | $0.00 | See FINRA Report |