Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harbour Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John A Locke | 5566294 | 1 | 09/21/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Danford Mark Byrens | 1292726 | 3 | 01/17/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter Joseph Roderer | 1470148 | 3 | 05/16/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter Joseph Roderer | 1470148 | 3 | 04/18/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Evan W Kluttz | 2048906 | 1 | 10/25/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Danford Mark Byrens | 1292726 | 3 | 08/01/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |